International Conference on Compliance Auditing and Legal Risk Management in Securities Markets
(ICCARMS-26)

14th November 2026 || Delhi - India || Hybrid Mode

Proudly Organized by INRI

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Conference Session Tracks

The International Conference on Compliance Auditing and Legal Risk Management in Securities Markets (ICCARMS), scheduled to be held on 14th November 2026 in Delhi, India, features a diverse range of session tracks covering key research areas, emerging trends and interdisciplinary innovations within the field of Securities Law.

Each track offers researchers, academicians, industry professionals and practitioners a platform to present their work, exchange ideas and explore the advancements shaping the future of the domain. Every track is curated to encourage knowledge sharing, collaboration and meaningful discussion.

All Session Tracks
  • Track 01 – Evolving Compliance Auditing Practices
    This track will explore the latest methodologies and technologies in compliance auditing within securities markets. Emphasis will be placed on innovative practices that enhance regulatory adherence and risk mitigation. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 17 – Partnerships for the Goals
  • Track 02 – Legal Risk Management Frameworks
    This session will focus on the development and implementation of legal risk management frameworks tailored for securities markets. Participants will discuss strategies to identify, assess, and mitigate legal risks effectively. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions
  • Track 03 – Regulatory Compliance in Securities Markets
    This track will examine the complexities of regulatory compliance in the context of securities law. Papers will address the challenges faced by organizations in meeting regulatory standards and the implications for corporate governance. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 12 – Responsible Consumption and Production
  • Track 04 – Investor Protection Mechanisms
    This session will delve into the legal frameworks designed to protect investors in securities markets. Discussions will include the effectiveness of current mechanisms and potential reforms to enhance investor confidence. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 10 – Reduced Inequalities
  • Track 05 – Corporate Governance and Legal Oversight
    This track will analyze the intersection of corporate governance and legal oversight in securities markets. Presentations will highlight best practices and the role of legal frameworks in promoting accountability. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 12 – Responsible Consumption and Production
  • Track 06 – Audit Practices and Compliance Standards
    This session will focus on the relationship between audit practices and compliance standards in the securities sector. Participants will explore how robust auditing can support regulatory compliance and risk management. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 8 – Decent Work and Economic Growth
  • Track 07 – Corporate Policy and Legal Strategy
    This track will investigate the formulation of corporate policies that align with legal strategies in securities markets. Emphasis will be placed on the role of legal counsel in shaping corporate governance. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 12 – Responsible Consumption and Production
  • Track 08 – Legal Enforcement and Market Regulations
    This session will address the mechanisms of legal enforcement in the context of market regulations. Discussions will focus on the effectiveness of enforcement actions and their impact on market integrity. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 10 – Reduced Inequalities
  • Track 09 – Risk Assessment in Securities Law
    This track will explore methodologies for conducting risk assessments specific to securities law. Participants will discuss the implications of risk assessment findings for compliance and regulatory strategies. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 8 – Decent Work and Economic Growth
  • Track 10 – Legal Risk and Corporate Accountability
    This session will examine the relationship between legal risk and corporate accountability in the securities sector. Papers will analyze case studies that highlight the consequences of legal non-compliance. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 12 – Responsible Consumption and Production
  • Track 11 – Governance Policies and Legal Compliance
    This track will focus on the development of governance policies that ensure legal compliance in securities markets. Discussions will include the role of governance frameworks in fostering ethical business practices. Aligned SDGs: SDG 16 – Peace, Justice and Strong Institutions  |  SDG 12 – Responsible Consumption and Production
Alignment with the Sustainable Development Goals
Alongside its academic focus, the conference promotes responsible research, ethical practice and knowledge-driven development. Its session tracks collectively contribute to the following United Nations Sustainable Development Goals.
  • SDG 8 SDG 8
    Decent Work and Economic Growth
  • SDG 10 SDG 10
    Reduced Inequalities
  • SDG 12 SDG 12
    Responsible Consumption and Production
  • SDG 16 SDG 16
    Peace, Justice and Strong Institutions
  • SDG 17 SDG 17
    Partnerships for the Goals

Need Assistance?

If you need any clarification on the session tracks or support with your submission, please feel free to reach out to us:

Email: [email protected]

Phone: +91 9677007228